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Investment Services Regulatory Update November 2025

Newsletter | November 14, 2025

SEC Approves Generic Listing Standards for Commodity-Based ETPs

Third Extension of Compliance Date for Amendments to Form PF

SEC Set to Approve ETF Share Class Exemptive Relief

Chairman Atkins Calls for a "Revisiting and Refreshing" of the Wells Process in SEC Enforcement

SEC Staff Issues No-Action Relief Allowing State Trust Companies to Custody Crypto Assets for Registered Advisers and Funds

SEC Reverses Policy Regarding Mandatory Arbitration Clauses

Vedder Thinking | Articles Investment Services Regulatory Update November 2025

Newsletter

November 14, 2025

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