Reader View
Investment Services Regulatory Update September 2021
Newsletter/Bulletin
|
October 15, 2021
- SEC Proposes Enhanced Proxy Voting Reporting Requirements for Funds and Managers
- SEC Requests Comment on Broker-Dealer and Investment Adviser Digital Engagement Practices
- IDC Requests Additional Relief with Respect to Fund Board In-Person Voting Requirements
- Proposed Tax Legislation Could Impact Exchange-Traded Funds
Vedder Thinking | Articles Investment Services Regulatory Update September 2021
Newsletter/Bulletin
October 15, 2021
Reader View
- SEC Proposes Enhanced Proxy Voting Reporting Requirements for Funds and Managers
- SEC Requests Comment on Broker-Dealer and Investment Adviser Digital Engagement Practices
- IDC Requests Additional Relief with Respect to Fund Board In-Person Voting Requirements
- Proposed Tax Legislation Could Impact Exchange-Traded Funds
Professionals
