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Topics:

  • Appeals Court Vacates SEC's Proxy Access Rule
  • Janus Capital Group, Inc. v. First Derivative Traders: Supreme Court Rules Regarding Liability of Secondary Actors
  • Limitation to Morrison in Criminal Securities Fraud Cases: United States v. Mandell, Case No. 09 Cr. 0662 (S.D.N.Y. Mar. 16, 2011)
  • New Whistleblower Rules Adoped by SEC
  • Recent SEC Pronouncements Designed to Foster Cooperation
  • Sixth Circuit Applies "Holistic" Approach to Inference of Scienter in Securities Fraud Claims: Frank v. Dana Corp., Part IV
  • Supreme Court Determines That Plaintiffs Do Not Need to Prove Loss Causation in Order to Obtain Class Certification in Federal Securities Fraud Actions
  • The SEC Settles Yet Another Section 304 Clawback Case against an "Innocent" Executive, but Litigation Regarding the Meaning of "Misconduct" May Continue in SEC v. Jenkins

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