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Securities Litigation and Enforcement Trends
Newsletter/Bulletin
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October 2011
Topics:
- Appeals Court Vacates SEC's Proxy Access Rule
- Janus Capital Group, Inc. v. First Derivative Traders: Supreme Court Rules Regarding Liability of Secondary Actors
- Limitation to Morrison in Criminal Securities Fraud Cases: United States v. Mandell, Case No. 09 Cr. 0662 (S.D.N.Y. Mar. 16, 2011)
- New Whistleblower Rules Adoped by SEC
- Recent SEC Pronouncements Designed to Foster Cooperation
- Sixth Circuit Applies "Holistic" Approach to Inference of Scienter in Securities Fraud Claims: Frank v. Dana Corp., Part IV
- Supreme Court Determines That Plaintiffs Do Not Need to Prove Loss Causation in Order to Obtain Class Certification in Federal Securities Fraud Actions
- The SEC Settles Yet Another Section 304 Clawback Case against an "Innocent" Executive, but Litigation Regarding the Meaning of "Misconduct" May Continue in SEC v. Jenkins
To read the newsletter, click the link below.
Vedder Thinking | Articles Securities Litigation and Enforcement Trends
Newsletter/Bulletin
October 2011
Reader View
Topics:
- Appeals Court Vacates SEC's Proxy Access Rule
- Janus Capital Group, Inc. v. First Derivative Traders: Supreme Court Rules Regarding Liability of Secondary Actors
- Limitation to Morrison in Criminal Securities Fraud Cases: United States v. Mandell, Case No. 09 Cr. 0662 (S.D.N.Y. Mar. 16, 2011)
- New Whistleblower Rules Adoped by SEC
- Recent SEC Pronouncements Designed to Foster Cooperation
- Sixth Circuit Applies "Holistic" Approach to Inference of Scienter in Securities Fraud Claims: Frank v. Dana Corp., Part IV
- Supreme Court Determines That Plaintiffs Do Not Need to Prove Loss Causation in Order to Obtain Class Certification in Federal Securities Fraud Actions
- The SEC Settles Yet Another Section 304 Clawback Case against an "Innocent" Executive, but Litigation Regarding the Meaning of "Misconduct" May Continue in SEC v. Jenkins
To read the newsletter, click the link below.