Vedder Price

Litigation and Government Enforcement Actions Vedder Service

We have extensive experience representing individuals, investment companies and investment advisers in litigation and government enforcement proceedings.

Our attorneys also have a broad range of experience with regulatory examinations and internal/governmental investigations and proceedings. Our broad experience includes:

  • Fraud alleged to have arisen under the Securities Exchange Act, Investment Advisers Act and Investment Company Act
  • Conflicts of interest and disclosure
  • Governance/compliance breakdowns and related remediation
  • Board governance and oversight
  • Matters relating to proper supervision
  • Self-reporting to regulators
  • Mock audits and internal investigations

 

Attorneys



David A. Sturms

Shareholder



William W. Thorsness

Shareholder