Vedder Thinking | Events Joseph Mannon to Serve as Panelist at IA Watch Conference
June 25, 2018
Investment Services Shareholder Joseph M. Mannon will present at the IA Watch Conference on June 25, 2018 in Chicago. IA Watch’s first regulatory compliance conference, designed for compliance officers, in-house legal and compliance personnel, general and outside counsel and other financial professionals, gives privileged access to exclusive best practices from key regulators and industry insiders. Presenters will discuss the latest on the SEC’s shifting exam and enforcement agenda, cybersecurity solutions to effectively combat this persistent threat, best practices to save firms time and effort, and much more.
Mr. Mannon’s panel, “SEC Examinations: Trending Focus Areas and Best Practices to Ace Your Next Exam,” will cover the three themes dominating SEC exams, the top ten areas examiners focus on, the top five deficiencies tripping up firms and how to avoid them, the new types of examinations and best practices from those that have undergone a recent exam.
To learn more about the conference or Mr. Mannon’s panel, please click here.
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