Vedder Price

Vedder Thinking | Articles Joseph Mannon and Nicole Kuchera Provide CFTC, NFA and CME Regulatory Updates in NIBA Journal

Article

Shareholder Joseph M. Mannon and Associate Nicole M. Kuchera, both members of the Investment Services practice group in Vedder Price's Chicago office, recently co-authored an article, "CFTC/NFA/CME Regulatory Updates," for NIBA Journal, the online newsletter of the National Introducing Brokers Association (NIBA).

The article discusses recent regulatory updates within the compliance industry, including the following:

  • the CFTC relief letter concerning quarterly account statements of CPOs of funds of funds;
  • CFTC relief from CTA registration for family offices;
  • the NFA notice to CPOs regarding changes to EasyFile financial statement filings; and
  • the CFTC time-limited relief letter concerning certain ownership and control data reporting requirements.

NIBA seeks to provide a voice as well as a vast spectrum of opportunities to introducing brokers and commodity trading advisors across the country. NIBA Journal assists in achieving this goal by keeping members informed on current industry trends.

Click here to read "CFTC/NFA/CME Regulatory Updates" in its entirety.



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Joseph M. Mannon

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