Vedder Thinking | News Joseph M. Mannon Quoted by ACA Insight on Mistakes Advisers Make on Form ADV
Joseph M. Mannon, Of Counsel and a member of Vedder Price's Investment Services practice group, recently served on a panel for ACA Compliance Group's Spring Compliance Conference. During the session, Mr. Mannon and others discussed the top 10 mistakes advisers are making on Part 1A of Form ADV, which was substantively amended by the Dodd-Frank Act and has been a major focus of legal and compliance man-hours leading up to the filing deadline. His comments appeared in the April 30, 2012 issue of ACA Insight, the weekly news source for investment management legal and compliance professionals.
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