Reader View
Investment Services Regulatory Update September
Newsletter/Bulletin
|
October 8, 2020
In this issue:
- SEC Issues Cybersecurity Risk Alert on Safeguarding Client Accounts against “Credential Stuffing”
- SEC Adopts Expanded “Accredited Investor” Definition
- SEC Issues Statement in Response to the Report of the President’s Working Group on Financial Markets
- Remarks by Dalia Blass, Director, Division of Investment Management, at the SEC Regulation Think-In 2020 Conference
Download the Investment Services Regulatory Update below.
Vedder Thinking | Articles Investment Services Regulatory Update September
Newsletter/Bulletin
October 8, 2020
Reader View
In this issue:
- SEC Issues Cybersecurity Risk Alert on Safeguarding Client Accounts against “Credential Stuffing”
- SEC Adopts Expanded “Accredited Investor” Definition
- SEC Issues Statement in Response to the Report of the President’s Working Group on Financial Markets
- Remarks by Dalia Blass, Director, Division of Investment Management, at the SEC Regulation Think-In 2020 Conference
Download the Investment Services Regulatory Update below.
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