Reader View
Investment Services Regulatory Update - June 2021
Newsletter/Bulletin
|
July 7, 2021
In this issue:
- Regulatory Agenda Highlights Potential SEC Rulemaking Topics
- SEC Approves the First Security-Based Swap Data Repository and Sets the Compliance Date for Regulation SBSR
- SEC Settles Charges against Index Provider Related to Publication of Volatility-Related Index
- President Biden Issues Executive Order Amending Prohibition on Securities Investments related to Chinese Military Companies
Download the Investment Services Regulatory Update below.
Vedder Thinking | Articles Investment Services Regulatory Update - June 2021
Newsletter/Bulletin
July 7, 2021
Reader View
In this issue:
- Regulatory Agenda Highlights Potential SEC Rulemaking Topics
- SEC Approves the First Security-Based Swap Data Repository and Sets the Compliance Date for Regulation SBSR
- SEC Settles Charges against Index Provider Related to Publication of Volatility-Related Index
- President Biden Issues Executive Order Amending Prohibition on Securities Investments related to Chinese Military Companies
Download the Investment Services Regulatory Update below.
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