Vedder Thinking | Articles Investment Services Regulatory Update August 2025

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August 7, 2025

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D.C. Circuit Court Upholds Ruling that Proxy Voting Advice Is Not Solicitation

U.S. Supreme Court Takes Up Circuit Split Regarding Investment Company Act Private Right of Action Asserted by Closed-End Fund Activists

SEC Agrees to Dismiss First Liquidity Rule Enforcement Action

SEC Settles Charges Against Fund Advisers and Portfolio Managers for Alleged Misrepresentations of Risk and Breaches of Fiduciary Duty

FinCEN Postpones Effective Date of Investment Adviser Anti-Money Laundering Requirements

SEC Division of Corporation Finance Staff Issues Guidance on Disclosure Requirements for Crypto Asset Exchange-Traded Products

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