Vedder Thinking | Articles Investment Services Regulatory Update April 2025

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April 29, 2025

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SEC Ends Defense of Climate Disclosure Rules

SEC Extends Compliance Dates for Form N-PORT Amendments

SEC Staff No-Action Letter Allows Issuers to Rely on High Minimum Investment Amounts to Verify Purchasers in Rule 506(c) Offerings

SEC Provides Helpful Marketing Rule FAQ Guidance

SEC Set to Approve More Flexible Co-Investment Exemptive Relief for Closed-End Funds and BDCs

SEC Staff Updates Form PF Frequently Asked Questions

President Trump Issues Executive Action Directing the Repeal of Unlawful Regulations

Paul S. Atkins Sworn in as SEC Chairman

SEC Division of Corporation Finance Staff Issues Guidance on Crypto Assets

SEC Obtains Final Judgment Against Investment Adviser Regarding Alleged Failure to Disclose Material Conflicts of Interest and Breach of Its Fiduciary Duty

SEC Settles Enforcement Proceedings Against Adviser Regarding Alleged Fales and Misleading Information in a Commission Filing

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