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Vedder Thinking | Articles Investment Services Regulatory Update

Newsletter/Bulletin

In this issue

New Rules, Proposed Rules, Guidance and Alerts

  • SEC Proposes Changes to Fund Liquidity Disclosure Requirements
  • SEC Delays Compliance Date for Certain Requirements of the Liquidity Risk Management Program Rule, Including Portfolio Investment Classifications
  • SEC Staff Issues Liquidity Risk Management Program FAQs

Litigation and Enforcement Actions and Initiatives

  • SEC Announces Self-Reporting Initiative Regarding Mutual Fund Share Class Selection Disclosure
  • Section 36(b) Excessive-Fee Suit Against JP Morgan Dismissed

Download the Regulatory Update below.



Professionals



John S. Marten

Shareholder



Nathaniel Segal

Counsel



Jacob C. Tiedt

Shareholder