Vedder Price

Vedder Thinking | Articles Investment Services Regulatory Update

Newsletter/Bulletin

In this issue

New Rules, Proposed Rules, Guidance and Alerts

  • SEC Staff Issues Guidance on Cryptocurrency-related Holdings
  • SEC Staff Issues Liquidity Risk Management Program FAQs

Public Statements, Press Releases and Testimony

  • OCIE Announces 2018 Exam Priorities

Litigation and Enforcement Actions

  • SEC Settles with Mutual Fund Administrator in Connection with Calculation of Inflated Net Asset Value

Legislative Developments

  • House Passes Expanding Investment Opportunities Act, Which Would Ease Regulatory Requirements Applicable to Closed-End Fund Offerings
  • House Committee Passes Mutual Fund Litigation Reform Act, Which Would Heighten Standards for Litigation Under Section 36(b)

Download the Regulatory Update below.



Professionals



John S. Marten

Shareholder



Nathaniel Segal

Counsel



Jacob C. Tiedt

Shareholder