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Vedder Thinking | Articles Investment Services Regulatory Update

Newsletter/Bulletin

In this issue:

New Rules, Proposed Rules, Guidance and Alerts

  • Division of Investment Management Staff Issues Liquidity Risk Management Program FAQs
  • SEC Staff Issues Guidance Regarding Tax Cuts and Jobs Act
  • SEC Delays Form N-PORT EDGAR Filing Requirement by Nine Months

Public Statements, Press Releases and Testimony

  • SEC Division of Investment Management Director Dalia Blass Discusses Board Outreach Initiative

Download the Regulatory Update below.



Professionals



John S. Marten

Shareholder



Nathaniel Segal

Counsel



Jacob C. Tiedt

Shareholder