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Vedder Thinking | Articles Investment Services Regulatory Update

Newsletter/Bulletin

In this issue

New Rules, Proposed Rules, Guidance and Alerts

  • SEC Delays Form N-PORT EDGAR Filing Requirement by Nine Months
  • ICI Supplements Request for Delay of Liquidity Risk Management Program Rule Compliance Date

Public Statements

  • Chairman Clayton Discusses the SEC’s Role in the Evolving Structure of the U.S. Treasury Market

Other Developments

  • SEC Ratifies Prior Administrative Law Judge Appointments After DOJ Signals Shift In Position

To read the Regulatory Update, click the link below.



Professionals



John S. Marten

Shareholder



Nathaniel Segal

Counsel



Jacob C. Tiedt

Associate