Reader View
Investment Services Regulatory Update
Newsletter/Bulletin
|
April 2017
In this issue
New Rules, Proposed Rules and Guidance
- SEC Adopts T+2 Settlement Cycle for Securities Transactions, Shortening Timing Mismatch for Mutual Funds
- SEC Staff Issues No-Action Letter Permitting U.S. Master Fund—Foreign Feeder Fund Arrangements
- SEC Issues Proposal Requiring Use of Inline XBRL Format for Mutual Fund Risk/Return Summaries
- SEC Staff Issues Guidance Update Addressing Advisers Act Obligations of Robo-Advisers
- SEC Staff Issues Guidance on “Inadvertent Custody” of Client Assets
Other Developments
- Mutual Fund Directors Forum Issues Report on the Role of Directors in Oversight of the Risk Management Function
To read the Regulatory Update, please click the link below.
Vedder Thinking | Articles Investment Services Regulatory Update
Newsletter/Bulletin
April 2017
Reader View
In this issue
New Rules, Proposed Rules and Guidance
- SEC Adopts T+2 Settlement Cycle for Securities Transactions, Shortening Timing Mismatch for Mutual Funds
- SEC Staff Issues No-Action Letter Permitting U.S. Master Fund—Foreign Feeder Fund Arrangements
- SEC Issues Proposal Requiring Use of Inline XBRL Format for Mutual Fund Risk/Return Summaries
- SEC Staff Issues Guidance Update Addressing Advisers Act Obligations of Robo-Advisers
- SEC Staff Issues Guidance on “Inadvertent Custody” of Client Assets
Other Developments
- Mutual Fund Directors Forum Issues Report on the Role of Directors in Oversight of the Risk Management Function
To read the Regulatory Update, please click the link below.
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