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Vedder Thinking | Articles Investment Services Regulatory Update


October 2016

In this issue

New Rules, Proposed Rules and Guidance

  • SEC Proposes Rule Amendment to Shorten Settlement Cycle From Three Business Days to Two

Other News and Developments

  • IRS Issues Proposed Regulations on Income from Commodity Subsidiaries
  • ICI Provides Responses to Frequently Asked Questions Regarding SEC's Temporary No-Action Relief on Auditor Independence and the "Loan Rule"

To read the Regulatory Update, click the link below.



John S. Marten