Vedder Price

Vedder Thinking | Articles Investment Services Regulatory Update

Newsletter/Bulletin

Newsletter/Bulletin
October 2016

In this issue

New Rules, Proposed Rules and Guidance

  • SEC Proposes Rule Amendment to Shorten Settlement Cycle From Three Business Days to Two

Other News and Developments

  • IRS Issues Proposed Regulations on Income from Commodity Subsidiaries
  • ICI Provides Responses to Frequently Asked Questions Regarding SEC's Temporary No-Action Relief on Auditor Independence and the "Loan Rule"

To read the Regulatory Update, click the link below.

 



Professionals



John S. Marten

Shareholder