Defense for Investment Advisers & Funds Vedder Service
Vedder Price’s investment adviser defense team has experience representing investment advisers, investment companies, commodities trading advisers, hedge funds, mutual funds and fund directors or trustees in connection with government investigations and inquiries, enforcement proceedings, litigation and administrative proceedings relating to alleged violations of federal and/or state securities laws. We work closely with Vedder Price’s nationally recognized Investment Services practice in successfully defending our clients in these types of matters.
We deal with cutting edge areas of the law and represent investment advisers and investment funds in high-profile matters that have industry-wide implications. Our broad experience includes work on matters involving allegations of fraud arising under the Securities Exchange Act, Investment Advisers Act and/or Investment Company Act; conflicts of interest and disclosure issues, governance/compliance breakdowns, board governance and oversight, self-reporting to regulators, mock audits and internal investigations.