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Vedder Thinking | Events Deborah Bielicke Eades to Present at NRS Investment Adviser Compliance Symposium


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July 22–24, 2014

Deborah Bielicke Eades, a Shareholder and member of the firm's Investment Services group, will present at the National Regulatory Services' (NRS) Investment Adviser Compliance Symposium at the University of Chicago Gleacher Center on Thursday, July 24, 2014. Ms. Eades, along with three other presenters, will lead the discussion "Trading Compliance: Best Execution, Soft Dollars and Directed Brokerage." Other topics to be covered during the three-day event include:

  • Professional Ethics
  • Critical Skills for High-Performance Professionals
  • SEC Examinations for Investment Advisers
  • Form ADV Parts 1 & 2: Annual Updating Amendment and Identifying and Disclosing Conflicts
  • Investment Adviser Performance and Advertising
  • Trading Practices, Portfolio Compliance and Related Enforcement
  • Two Trading Compliance Challenges: Valuation and Trade Errors

To learn more about the NRS's Chicago Investment Adviser Compliance Symposium, click here.


Deborah Bielicke Eades