Vedder Price

Vedder Thinking | Events CFTC & NFA Regulatory Update

Addressing Recent Developments and Common Oversights

Seminar

When

August 21, 2014

12:00 PM - 1:30 PM Central Standard Time

Where

Vedder Price
222 N. LaSalle Street
22nd Floor
Chicago, IL 60601

Please join members of the Vedder Price Investment Services group for lunch and a complimentary seminar on recent regulatory developments affecting commodity pool operators and commodity trading advisors.

Agenda
Noon - 12:30 p.m. - Registration and Lunch
12:30 - 1:30 p.m. - Program

Topics

  • Managing the CPO Delegation Process and Possible Upcoming Guidance
  • Navigating Changes to CPO Form PQR and CTA Form PR
  • Complying with Record-Keeping Delegation Under CFTC Regulation 4.23
  • Navigating the Liquidation Process and Annual Reports Requirements
  • Updates on Net Capital Requirements and Customer Protection

CLE Credit
Vedder Price is an Accredited CLE Provider in Illinois. Assuming minimum requirements are met, Illinois credit will be available.




Professionals



Joseph M. Mannon

Shareholder