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Vedder Thinking | Articles Investment Services Regulatory Update

Newsletter/Bulletin

In this issue

New Rules, Proposed Rules and Guidance

  • SEC Staff Issues Guidance on Disclosure of Sales Load Variations and Filing of New Share Classes in Light of DOL Fiduciary Rule

To read the Regulatory Update, click the link below.



Professionals



John S. Marten

Shareholder



Nathaniel Segal

Associate