Our attorneys also have a broad range of experience with regulatory examinations and internal/governmental investigations and proceedings. Our broad experience includes:

• Fraud alleged to have arisen under the Securities Exchange Act, Investment Advisers Act and Investment Company Act
• Conflicts of interest and disclosure
• Governance/compliance breakdowns and related remediation
• Board governance and oversight
• Matters relating to proper supervision
• Self-reporting to regulators
• Mock audits and internal investigations