Reader View
Investment Services Regulatory Update February 2022
Newsletter/Bulletin
|
February 10, 2022
In this issue:
- SEC Proposes a Variety of Rules Applicable to Security-Based Swap
- SEC Proposes Significant Money Market Fund Reforms
- SEC Proposes New Securities Lending Reporting Requirements
- IRS Provides Temporary Guidance on Stock Distributions by Publicly Offered RICs and REITs
- SEC Staff Statement Highlights Need for Form CRS Disclosure Improvements
- Highlights from the SEC Division of Enforcement’s 2021 Annual Report
- SEC Settles Charges Against Operating Company for Failure to Evaluate and Disclose Director’s Breach of Independence Standards
- SEC Staff Issues Statement on LIBOR Transition with Key Considerations for Market Participants
- SEC Chair’s Remarks Suggest Heightened Regulatory Scrutiny of Private Funds
Vedder Thinking | Articles Investment Services Regulatory Update February 2022
Newsletter/Bulletin
February 10, 2022
Reader View
In this issue:
- SEC Proposes a Variety of Rules Applicable to Security-Based Swap
- SEC Proposes Significant Money Market Fund Reforms
- SEC Proposes New Securities Lending Reporting Requirements
- IRS Provides Temporary Guidance on Stock Distributions by Publicly Offered RICs and REITs
- SEC Staff Statement Highlights Need for Form CRS Disclosure Improvements
- Highlights from the SEC Division of Enforcement’s 2021 Annual Report
- SEC Settles Charges Against Operating Company for Failure to Evaluate and Disclose Director’s Breach of Independence Standards
- SEC Staff Issues Statement on LIBOR Transition with Key Considerations for Market Participants
- SEC Chair’s Remarks Suggest Heightened Regulatory Scrutiny of Private Funds
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