Corporate Securities
We advise financial institutions on a wide range of financing opportunities and alternatives, such as public and private equity and debt securities offerings, trust preferred securities and debt restructuring, in many cases to ensure that the securities issued receive favorable regulatory capital treatment. We represent financial service issuers and underwriters in nearly every type of securities transaction, including:
- initial public offerings
- registered public equity and debt financings
- trust preferred and PIPE offerings
- private equity and venture capital investment
- shelf registrations
- Rule 144A/Regulation S institutional placements
- traditional private placement
Our attorneys have extensive experience in preparing public and private offering disclosure documents and materials, negotiating underwriting and placement agreements, structuring sophisticated preferred stock and debt securities, and managing the SEC registration and private placement process. We counsel publicly held financial institution clients on their reporting and disclosure obligations under the federal securities laws, as well as on a variety of corporate governance matters, including compliance with the Sarbanes-Oxley Act of 2002 and stock exchange requirements, creation and implementation of corporate compliance programs, and shareholder and board of directors matters.
|
|
Show all attorneys in this practice
|
|
|
