Vedder Price
Overview
Professionals
Services
News
Careers
Events

Underwriters and Placement Agents

 

Our Capital Markets Group regularly represents investment banking firms in underwritten offerings and private placements of securities. We undertake a variety of tasks on behalf of our investment banking clients that are critical to a successful securities offering.
These include:

  • Negotiating underwriting and placement agreements
  • Conducting issuer due diligence
  • Preparing prospectus and private placement disclosure
  • Addressing selling shareholder issues and management lock-ups
  • Drafting agreements among underwriters and selected dealer agreements
  • Managing the SEC registration and review process
  • Reviewing auditor’s comfort letters
  • Conducting state blue sky reviews

Our underwriter representation also covers compliance with FINRA rules and regulations on underwriter compensation, free-riding and withholding, conflicts of interests and other matters.

 

Print Page

Attorneys
Show all attorneys in this practice

 
Email This Page Contact Us Terms of Use Attorney Advertising