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Investment Services
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- Broker-Dealer Regulatory Audits
- Investment Advisor Basic Training
- Investment Adviser Trading Issues
- Mutual Fund Board of Directors Issues
- Mutual Fund Disclosure Reform (Form N-1A, Profile and Plain English Changes)
- Rule 2a-7 (Money Market Funds)
- SEC Developments for Investment Companies
If you are interested in obtaining a speaker on one of the topics listed, please contact Mike Ralston, Director of Marketing, at mralston@vedderprice.com or call him at 312/609-7654.
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