Mark A. Diomede
Associate
T: 312-609-7727
F: 312-609-5005
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Chicago
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Mark A. Diomede joined the Chicago office of Vedder Price in 2008 as an associate in the Investment Services Group. Mr. Diomede focuses his practice on corporate and securities law, with an emphasis on investment company and investment adviser matters, and broker-dealer regulation.
Prior to joining Vedder Price, Mr. Diomede worked in NYSE Regulation’s Market Surveillance Department, where he was the lead investigator in numerous NYSE Arca investigations involving Exchange rule and federal securities law violations including, but not limited to, matters involving Regulation SHO, Regulation M, Regulation NMS, the Net Capital Rule, front-running, wash trading, prohibitive odd-lots, Q-order violations, and account intrusions. While at NYSE Regulation, Mr. Diomede also authored numerous intra-office memoranda, in which he analyzed and interpreted myriad securities law issues ranging from Regulation ATS to dark pools. Additionally, before joining NYSE Regulation, Mr. Diomede held an internship at RBS Greenwich Capital Markets, where he assisted on the mortgage-backed securities/treasuries trading desk (sell-side).
During law school, Mr. Diomede consistently earned a spot on the Dean’s List and was the recipient of two CALI Awards for Excellence (Futures Regulation and Negotiations). He also authored and published an article in the Seventh Circuit Review regarding the Seventh Circuit’s interpretation of Section 13(d) of the Securities Exchange Act of 1934.
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